The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational structuring, capital resources and risk management.
The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6445 or email jesada@sec.or.th or jaruwan@sec.or.th.
The public hearing ends on March 8, 2016.
For more information http://capital.sec.or.th/